Cellmid 2018 Annual Report 69

HOLDING ANALYSIS

GENERAL

There is no current on-market buy-back for the Company’s securities.

NUMBER OF HOLDERS AND VOTING RIGHTS IN EACH CLASS OF SECURITIES

Holding Ranges Holders Total Units %

1 – 1,000 436 236,933 0.28

1,001 – 5,000 629 1,815,110 2.18

5,001 – 10,000 224 1,756,138 2.11

10,001 – 100,0000 507 16,454,880 19.76

100,001 – 99,999,999 147 63,030,885 75.67

Totals 1,943 83,293,946 100.00

Class of Security No. of Holders Voting Rights

Ordinary Shares 1,942 Yes

Unlisted Options $1.20 expiring 19/11/2018 4 No

Unlisted Options $0.62 expiring 19/11/2018 1 No

Unlisted Options $0.60 expiring 31/10/2019 1 No

Unlisted Options $0.60 expiring 01/07/2020 1 No

Cellmid FPO Voluntary Escrow for 5 years 1 Yes

CLASSES OF UNQUOTED SECURITIES

Class of Security No. of Holders Total Units

Unlisted Options $1.20 expiring 19/11/2018 4 450,000

Unlisted Options $0.62 expiring 19/11/2018 1 25,000

Unlisted Options $0.60 expiring 31/10/2019 1 100,000

Unlisted Options $0.60 expiring 01/07/2020 1 50,000

SUBSTANTIAL HOLDERS

Mr Dennis Keith Eck is an individual substantial shareholder of Cellmid Limited shares who holds 5,331,579 shares or 6.40% of

the voting rights.

Subject to the ASX Listing Rules, the Company’s Constitution and any special rights or restrictions attached to a share, at a

meeting of shareholders:

• On a show of hands, each shareholder present (in person, by proxy, attorney or representative) has one vote; and

• On a poll, each shareholder present (in person, by proxy, attorney or representative) has;

− One vote for each fully paid share they hold; and

− A fraction of a vote for each partly paid share they hold.

UNMARKETABLE PARCELS OF SHARES

The number of shareholders with less than a marketable parcel of shares is 464.